Jeffrey Jacob Raider - 21 Sep 2021 Form 3 Insider Report for Warby Parker Inc. (WRBY)

Role
Director
Signature
/s/ Hyung Bak, Attorney-in-Fact
Issuer symbol
WRBY
Transactions as of
21 Sep 2021
Transactions value $
$0
Form type
3
Filing time
21 Sep 2021, 21:16:05 UTC
Next filing
29 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WRBY Class A Common Stock 450K 21 Sep 2021 Direct
holding WRBY Class A Common Stock 1.52M 21 Sep 2021 By Trust F1
holding WRBY Class A Common Stock 2.54M 21 Sep 2021 By Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WRBY Class B Common Stock 21 Sep 2021 Class A Common Stock 2.54M By Trust F1, F2
holding WRBY Class B Common Stock 21 Sep 2021 Class A Common Stock 254K By Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of the Issuer's Class B Common Stock is convertible into one share of the Issuer's Class A Common Stock at the option of the holder and has no expiration date.
F2 Consists of: (i) 1,519,661 shares of Class A common stock held by The Jeffrey J. Raider 2011 Family Trust, or the JJR 2011 Family Trust, for which Mr. Raiders spouse Laura Raider is the trustee; (ii) 2,538,071 shares of Class B common stock held by DAG WP Holdings LLC, or DAG WP LLC, for which Mr. Raider is the manager; (iii) 253,808 shares of Class B common stock held by Ruth Gilboa 2017 GST-Exempt Trust, or the Gilboa 2017 Trust, for which Mr. Raider is the trustee and (iv) 2,538,071 shares of Class A common stock held by AMH WP Holdings LLC, for which Mr. Raider is the trustee of its sole manager. Mr. Raider may be deemed to have voting power and dispositive power over the shares held by the JJR 2011 Family Trust, DAG WP LLC, the Gilboa 2017 Trust, and AMH WP Holdings LLC.

Remarks:

EXHIBIT LIST: EX-24 POA - Jacob Raider