KARL J. KRAPEK - 30 Sep 2021 Form 4 Insider Report for NORTHROP GRUMMAN CORP /DE/ (NOC)

Role
Director
Signature
/s/ Jennifer C. McGarey, Attorney-in-Fact
Issuer symbol
NOC
Transactions as of
30 Sep 2021
Net transactions value
+$33,854
Form type
4
Filing time
04 Oct 2021, 16:36:55 UTC
Previous filing
20 Sep 2021
Next filing
15 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOC Common Stock Award $33,854 +94 +0.35% $360.15 26,682 30 Sep 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan (the "Plan") in a transaction exempt pursuant to Rule 16b-3.
F2 Amount includes (i) 4,445 shares of common stock; and (ii) 22,237 shares of common stock, including dividends, held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.