Michael T. Fries - 01 Oct 2021 Form 4 Insider Report for Liberty Global plc (LBTYK)

Role
President & CEO, Director
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Issuer symbol
LBTYK
Transactions as of
01 Oct 2021
Transactions value $
-$2,737,923
Form type
4
Filing time
05 Oct 2021, 18:25:44 UTC
Previous filing
18 May 2021
Next filing
30 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYK Class A Ordinary Shares Options Exercise +71.8K +7.71% 1M 01 Oct 2021 Direct F1
transaction LBTYK Class A Ordinary Shares Tax liability -$915K -31.6K -3.16% $28.91 971K 01 Oct 2021 Direct
transaction LBTYK Class C Ordinary Shares Options Exercise +144K +10.75% 1.48M 01 Oct 2021 Direct F1
transaction LBTYK Class C Ordinary Shares Tax liability -$1.82M -63.3K -4.28% $28.82 1.42M 01 Oct 2021 Direct
holding LBTYK Class A Ordinary Shares 1.98K 01 Oct 2021 By 401(k) Plan
holding LBTYK Class C Ordinary Shares 13.1K 01 Oct 2021 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYK Restricted Share Units A Options Exercise -71.8K -100% 0 01 Oct 2021 Class A Ordinary Shares 71.8K Direct F1, F2
transaction LBTYK Restricted Share Units C Options Exercise -144K -100% 0 01 Oct 2021 Class C Ordinary Shares 144K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The RSUs vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.