Enrique Rodriguez - 01 Oct 2021 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
EVP, Chief Technology Officer
Signature
/s/ Kelly A. Johnson, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
01 Oct 2021
Net transactions value
-$635,104
Form type
4
Filing time
05 Oct 2021, 18:26:20 UTC
Next filing
16 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYK Class A Ordinary Shares Options Exercise +14,359 +16% 102,974 01 Oct 2021 Direct F1
transaction LBTYK Class A Ordinary Shares Tax liability $212,142 -7,338 -7.1% $28.91 95,636 01 Oct 2021 Direct
transaction LBTYK Class C Ordinary Shares Options Exercise +28,719 +16% 205,972 01 Oct 2021 Direct F1
transaction LBTYK Class C Ordinary Shares Tax liability $422,962 -14,676 -7.1% $28.82 191,296 01 Oct 2021 Direct
holding LBTYK Class C Ordinary Shares 3,142 01 Oct 2021 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYK Restricted Share Units A Options Exercise -14,359 -100% 0 01 Oct 2021 Class A Ordinary Shares 14,359 Direct F1, F2
transaction LBTYK Restricted Share Units C Options Exercise -28,719 -100% 0 01 Oct 2021 Class C Ordinary Shares 28,719 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 The RSUs vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.