Peter Siesel - 07 Oct 2021 Form 3 Insider Report for IsoPlexis Corp

Role
Chief Commercial Officer
Signature
/s/ Shane Sevier, attorney-in-fact for Peter Siesel
Issuer symbol
N/A
Transactions as of
07 Oct 2021
Net transactions value
$0
Form type
3
Filing time
07 Oct 2021, 16:59:58 UTC
Next filing
04 Apr 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 28,000 $1.03 Direct F1
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 52,000 $1.03 Direct F2
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 20,000 $1.83 Direct F3
holding ISO Stock Option (right to buy) 07 Oct 2021 Common Stock 80,000 $4.81 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents 28,000 performance-vesting options. Performance-vesting options are subject to vesting based upon the achievement of the 2020 revenue target of IsoPlexis Corporation, which was achieved, and a four-year time-based vesting schedule, with 25% vested on May 18, 2021 and the remainder vesting in 36 equal installments every month thereafter.
F2 Represents 52,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vested on May 18, 2021 and the remainder vesting in 36 equal installments every month thereafter.
F3 Represents 20,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vesting on December 15, 2021 and the remainder vesting in 36 equal installments every month thereafter.
F4 Represents 80,000 time-vesting options. Time-vesting options are subject to a four-year time-based vesting schedule, with 25% vesting on June 8, 2022 and the remainder vesting in 36 equal installments every month thereafter.

Remarks:

Exhibit 24 - Power of Attorney