ALAN S. KNITOWSKI - 01 Dec 2021 Form 4 Insider Report for Phunware, Inc. (PHUN)

Role
Chief Executive Officer, Director
Signature
/s/ Matt Aune, Attorney-in-Fact
Issuer symbol
PHUN
Transactions as of
01 Dec 2021
Transactions value $
$3,750
Form type
4
Filing time
03 Dec 2021, 08:28:08 UTC
Previous filing
23 Nov 2021
Next filing
12 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PHUN Common Stock Award $3,749 +3,151 +0.25% $1.19* 1,275,991 01 Dec 2021 Direct F1, F2
holding PHUN Common Stock 585,589 01 Dec 2021 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP")
F2 In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period.
F3 Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.