Mark Adams - 20 Apr 2022 Form 4 Insider Report for SMART Global Holdings, Inc. (PENG)

Role
President and CEO, Director
Signature
/s/ Anne Kuykendall as attorney-in-fact for Mark Adams
Issuer symbol
PENG
Transactions as of
20 Apr 2022
Net transactions value
-$341,792
Form type
4
Filing time
22 Apr 2022, 19:49:35 UTC
Previous filing
03 Nov 2023
Next filing
09 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGH Ordinary Shares Tax liability $341,792 -13,945 -1.5% $24.51 919,199 20 Apr 2022 Direct F1, F2
holding SGH Ordinary Shares 19,640 20 Apr 2022 The Adams Family Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold.
F2 On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.