| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMSI | Common Stock | Purchase | $58,755 | +25,000 | +9.52% | $2.35 | 287,605 | 17 Aug 2022 | Direct | F1 |
| transaction | SMSI | Common Stock | Purchase | $5,448 | +2,500 | +0.87% | $2.18 | 290,105 | 22 Aug 2022 | Direct | |
| holding | SMSI | Common Stock | 15,000 | 17 Aug 2022 | By spouse IRA | ||||||
| holding | SMSI | Common Stock | 15,000 | 17 Aug 2022 | By JBA Investment | F2 | |||||
| holding | SMSI | Common Stock | 15,000 | 17 Aug 2022 | By MJA Investment | F3 |
| Id | Content |
|---|---|
| F1 | Shares were acquired in a series of transactions at a range of prices with a weighted average of $2.3502 per share. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. |
| F2 | Shares held by JBA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose. |
| F3 | Shares held by MJA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose. |