Luan Dang - 09 Nov 2022 Form 4 Insider Report for Phunware, Inc. (PHUN)

Role
Chief Technology Officer
Signature
/s/ Matt Aune, Attorney-in-Fact
Issuer symbol
PHUN
Transactions as of
09 Nov 2022
Transactions value $
-$28,738
Form type
4
Filing time
14 Nov 2022, 20:07:19 UTC
Previous filing
22 Aug 2022
Next filing
22 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PHUN Common Stock Tax liability -$28,737 -22,317 -1.4% $1.29* 1,590,737 09 Nov 2022 Direct F1, F2
holding PHUN Common Stock 43,750 09 Nov 2022 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
F2 The shares were sold in multiple transactions with prices ranging from $1.2522 to $1.2937. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
F3 The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3) for which the Reporting Person serves as co-president.