ALAN S. KNITOWSKI - 07 Dec 2022 Form 4/A - Amendment Insider Report for Phunware, Inc. (PHUN)

Role
Chief Executive Officer, Director
Signature
/s/ Matt Aune, Attorney-in-Fact
Issuer symbol
PHUN
Transactions as of
07 Dec 2022
Net transactions value
-$185,357
Form type
4/A - Amendment
Filing time
13 Dec 2022, 19:33:43 UTC
Date Of Original Report
09 Dec 2022
Previous filing
02 Dec 2022
Next filing
13 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PHUN Common Stock Sale $110,621 -115,170 -9.2% $0.9605 1,138,452 08 Dec 2022 Direct
transaction PHUN Common Stock Sale $45,535 -45,898 -4% $0.9921 1,092,554 08 Dec 2022 Direct F1
transaction PHUN Common Stock Sale $29,201 -29,119 -2.7% $1.00 1,063,435 07 Dec 2022 Direct F1
holding PHUN Common Stock 585,589 07 Dec 2022 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4/A is being filed to amend the Form 4 filed on December 9, 2022 (the "Original Form 4"). The Original Form 4 incorrectly used transaction code "D," instead of transaction code "S."
F2 Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.