Ichiro Aoki - Jan 3, 2023 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)

Role: President, Director
Signature: /s/ Ichiro Aoki by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Stock symbol: INDI
Transactions as of: Jan 3, 2023
Transactions value $: -$3,814
Form type: 4
Date filed: 1/5/2023, 04:10 PM
Previous filing: Sep 2, 2022
Next filing: Apr 11, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	INDI	Class A Common Stock	Options Exercise	$0	+1.59K	+237.07%	$0.00	2.26K	Jan 3, 2023	Direct
transaction	INDI	Class A Common Stock	Tax liability	-$3.81K	-652	-28.91%	$5.85	1.6K	Jan 4, 2023	Direct	F1
holding	INDI	Class V Common Stock						5.69M	Jan 3, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	INDI	Restricted Stock Units	Award	$0	+37.5K		$0.00	37.5K	Jan 3, 2023	Class A Common Stock	37.5K		Direct	F2, F3
transaction	INDI	Restricted Stock Units	Options Exercise	$0	-1.59K	-24.99%	$0.00	4.76K	Jan 3, 2023	Class A Common Stock	1.59K		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
F2	Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3	The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.