Andrew Arno - 27 Jan 2023 Form 4 Insider Report for SMITH MICRO SOFTWARE, INC. (SMSI)

Role
Director
Signature
/s/ Jennifer M. Reinke, Attorney in Fact for Andrew Arno
Issuer symbol
SMSI
Transactions as of
27 Jan 2023
Transactions value $
$0
Form type
4
Filing time
31 Jan 2023, 16:10:12 UTC
Previous filing
28 Dec 2022
Next filing
05 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMSI Common Stock Award $0 +25K +8.62% $0.00 315K 27 Jan 2023 Direct F1
holding SMSI Common Stock 15K 27 Jan 2023 By spouse IRA
holding SMSI Common Stock 15K 27 Jan 2023 By JBA Investment F2
holding SMSI Common Stock 15K 27 Jan 2023 By MJA Investment F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock grant vesting in 12 equal monthly installments
F2 Shares held by JBA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose.
F3 Shares held by MJA Investment, a limited liability company, with respect to which the reporting person makes investment decisions. The reporting person disclaims ownership of these securities, and this report shall not be deemed an admission that the reporting person is beneficial owner of these securities for the purpose of Section 16 or any other purpose.