Pamela L. Bentley - 01 Mar 2023 Form 4 Insider Report for GCM Grosvenor Inc. (GCMG)

Role
Chief Financial Officer
Signature
/s/ Burke Montgomery, Attorney-in-Fact
Issuer symbol
GCMG
Transactions as of
01 Mar 2023
Net transactions value
$0
Form type
4
Filing time
03 Mar 2023, 15:27:59 UTC
Previous filing
16 Dec 2022
Next filing
04 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GCMG Class A Common Stock Options Exercise +86,667 +86% 186,860 01 Mar 2023 Direct F1
transaction GCMG Class A Common Stock Options Exercise +9,167 +4.9% 196,026 01 Mar 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GCMG Restricted Stock Units Options Exercise $0 -86,667 -100% $0.000000* 0 01 Mar 2023 Class A Common Stock 86,667 Direct F1, F2
transaction GCMG Restricted Stock Units Options Exercise $0 -9,167 -50% $0.000000 9,167 01 Mar 2023 Class A Common Stock 9,167 Direct F1, F3
transaction GCMG Restricted Stock Units Award $0 +50,000 $0.000000 50,000 01 Mar 2023 Class A Common Stock 50,000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F2 Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2021. 86,666.67 RSUs vested on each of March 1, 2021 and March 1, 2022, and 86,666.66 RSUs vested on March 1, 2023. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.
F3 Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2022. 9,166.67 RSUs vested on each of March 1, 2022 and March 1, 2023, and 9,166.66 RSUs will vest March 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs generally occurs in August of the year in which the RSUs vest.
F4 Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan on March 1, 2023. The RSUs will vest in three equal installments on May 31, 2024, May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.