Donald McClymont - Apr 7, 2023 Form 4 Insider Report for indie Semiconductor, Inc. (INDI)

Role
Chief Executive Officer, Director
Signature
/s/ Donald McClymont by Naixi Wu pursuant to power of attorney filed on June 21, 2021
Stock symbol
INDI
Transactions as of
Apr 7, 2023
Transactions value $
-$101,466
Form type
4
Date filed
4/11/2023, 06:17 PM
Previous filing
Mar 13, 2023
Next filing
May 12, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INDI Class A Common Stock Options Exercise $0 +26.8K +624.06% $0.00 31.1K Apr 7, 2023 Direct
transaction INDI Class A Common Stock Tax liability -$85.2K -9.52K -30.58% $8.95 21.6K Apr 10, 2023 Direct F1
transaction INDI Class A Common Stock Options Exercise $0 +4.4K +14.05% $0.00 35.7K Apr 7, 2023 by spouse
transaction INDI Class A Common Stock Tax liability -$16.3K -1.82K -5.09% $8.95 33.9K Apr 10, 2023 by spouse F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INDI Restricted Stock Units Award $0 +26.8K $0.00 26.8K Apr 7, 2023 Class A Common Stock 26.8K Direct F2, F3
transaction INDI Restricted Stock Units Options Exercise $0 -26.8K -100% $0.00* 0 Apr 7, 2023 Class A Common Stock 26.8K Direct F2, F3
transaction INDI Restricted Stock Units Award $0 +4.4K $0.00 4.4K Apr 7, 2023 Class A Common Stock 4.4K by spouse F2, F3
transaction INDI Restricted Stock Units Options Exercise $0 -4.4K -100% $0.00* 0 Apr 7, 2023 Class A Common Stock 4.4K by spouse F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
F2 Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F3 Represents a bonus for fiscal 2022 performance as approved by the Compensation Committee and paid in shares of Class A Common Stock that immediately vested on April 7, 2023.