Sanjay Datta - 20 Apr 2023 Form 4 Insider Report for Upstart Holdings, Inc. (UPST)

Role: Chief Financial Officer
Signature: /s/ Gabrielle Brown, by power of attorney
Issuer symbol: UPST
Transactions as of: 20 Apr 2023
Transactions value $: $20,250
Form type: 4
Filing time: 24 Apr 2023, 16:17:23 UTC
Previous filing: 19 Apr 2023
Next filing: 26 Apr 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UPST	Common Stock	Options Exercise	$20,250	+15,000	+3.35%	$1.35^*	463,268	20 Apr 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UPST	Employee Stock Option (Right to buy)	Options Exercise	$0	-15,000	-2.43%	$0	602,607	20 Apr 2023	Common Stock	15,000	$1.35	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F2	All of the shares subject to this option are fully vested and exercisable as of the date hereof.