Kenneth Robert Bertram - 15 Jun 2023 Form 3 Insider Report for CAVA GROUP, INC. (CAVA)

Role
CLO & Secretary
Signature
/s/ Kenneth Robert Bertram
Issuer symbol
CAVA
Transactions as of
15 Jun 2023
Net transactions value
$0
Form type
3
Filing time
15 Jun 2023, 16:31:45 UTC
Previous filing
22 Jun 2023
Next filing
29 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CAVA Common Stock 56,928 15 Jun 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CAVA Stock Options (right to buy) 15 Jun 2023 Common Stock 21,108 $6.75 Direct F2
holding CAVA Stock Options (right to buy) 15 Jun 2023 Common Stock 19,131 $9.58 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 42,597 unvested restricted stock units ("RSUs") of which 24,012 will vest in three equal annual installments commencing September 27, 2023, 9,306 will vest in three equal annual installments commencing January 20, 2024 and 9,279 will vest in four equal annual installments commencing January 24, 2024. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.0001 per share (the "Common Stock"), upon settlement.
F2 Options granted on May 10, 2022, originally for 28,143 shares of Common Stock, which vest in four equal annual installments commencing on January 20, 2023.
F3 Options granted on April 3, 2023 which vest in four equal annual installments commencing on January 24, 2024.

Remarks:

Exhibit List - Exhibit 24 Power of Attorney