Randall Crowder - 01 Jun 2023 Form 4 Insider Report for Phunware, Inc. (PHUN)

Role
Chief Operating Officer
Signature
/s/ J. Brendhan Botkin, Attorney-in-Fact
Issuer symbol
PHUN
Transactions as of
01 Jun 2023
Transactions value $
-$833
Form type
4
Filing time
14 Nov 2023, 19:07:59 UTC
Previous filing
22 May 2023
Next filing
10 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PHUN Common Stock Award $2,012 +4,000 +0.49% $0.5032 818,622 01 Jun 2023 Direct F1, F2
transaction PHUN Common Stock Tax liability -$2,845 -16,728 -2.04% $0.1701 801,894 09 Nov 2023 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP").
F2 In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period.
F3 Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.1694 to $0.1701. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.