Warson Tracey Brophy - 03 Jan 2024 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role
Director
Signature
/s/ Colleen Graham, Attorney-in-fact
Issuer symbol
ALTI
Transactions as of
03 Jan 2024
Transactions value $
$0
Form type
4
Filing time
05 Jan 2024, 10:51:28
Previous filing
02 Jun 2023
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Options Exercise +13.1K 13.1K 03 Jan 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALTI Restricted Stock Units Options Exercise $0 -13.1K -100% $0.00* 0 03 Jan 2024 Class A Common Stock 13.1K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units converted into Class A Common Stock on a one-to-one basis.
F2 On May 31, 2023 the reporting person was granted 13,111 restricted stock units that vested in whole on January 3, 2024.