Dale Andres - 15 Jan 2024 Form 4 Insider Report for Gatos Silver, Inc. (GATO)

Role
CEO, Director
Signature
/s/ Stephen Bodley as Attorney-in-Fact for Dale Andres
Issuer symbol
GATO
Transactions as of
15 Jan 2024
Transactions value $
$0
Form type
4
Filing time
17 Jan 2024, 15:49:09 UTC
Previous filing
14 Nov 2023
Next filing
27 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATO Common Stock Award $0 +93,750 +21% $0.000000 544,479 15 Jan 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATO Employee Stock Option (Right to Buy) Award $0 +187,500 $0.000000 187,500 15 Jan 2024 Common Stock 187,500 $6.41 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists entirely of restricted stock units ("RSUs") which vest on December 31, 2026.
F2 Includes (i)394,479 RSUs and (ii) 150,000 shares of common stock
F3 These options were granted on January 15, 2024 and shall vest in three equal tranches on each of January 15, 2025, January 15, 2026 and January 15, 2027.