KI WON YOON - 15 Sep 2023 Form 4 Insider Report for OP Bancorp (OPBK)

Role
Chief Lending Officer
Signature
/s/ Christine Oh attorney-in-fact for Ki Won Yoon
Issuer symbol
OPBK
Transactions as of
15 Sep 2023
Transactions value $
$128,000
Form type
4
Filing time
07 Feb 2024, 18:07:04 UTC
Previous filing
16 Dec 2022
Next filing
16 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPBK Common Stock Options Exercise $128K +20K +62.5% $6.40 52K 15 Sep 2023 Direct
transaction OPBK Common Stock Options Exercise +137 +0.26% 52.1K 20 Dec 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OPBK Stock Option (Right to Buy) Options Exercise $0 -20K -100% $0.00* 0 15 Sep 2023 Common Stock 20K $6.40 Direct F2
transaction OPBK Restricted Stock Unit Award $0 +137 +1.37% $0.00 10.1K 20 Dec 2023 Common Stock 137 Direct F1, F3
transaction OPBK Restricted Stock Unit Options Exercise $0 -137 -1.35% $0.00 10K 20 Dec 2023 Common Stock 137 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert to shares of common stock on a one-for-one basis.
F2 The option, representing a right to purchase a total of 50,000 shares, became exercisable in five equal annual installments beginning on October 9, 2014, which was the first anniversary of the date on which the option was granted.
F3 On December 20, 2023, the reporting person was granted 137 shares of restricted stock units, vesting immediately on the grant date.