STEVEN M. CHAPMAN - 28 Feb 2024 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Role
Director
Signature
/s/ Alex Tablin-Wolf, attorney-in-fact
Issuer symbol
AXTA
Transactions as of
28 Feb 2024
Transactions value $
$0
Form type
4
Filing time
01 Mar 2024, 16:18:23 UTC
Previous filing
02 Mar 2023
Next filing
07 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTA Common Shares Options Exercise +6.71K +37.13% 24.8K 28 Feb 2024 By an LLC F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTA Restricted Stock Units Options Exercise $0 -6.71K -100% $0.00* 0 28 Feb 2024 Common Shares 6.71K By an LLC F1, F2, F3
transaction AXTA Restricted Stock Units Award $0 +2.66K $0.00 2.66K 28 Feb 2024 Common Shares 2.66K By an LLC F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares on a one-for-one basis.
F2 Held by a limited liability company owned by the reporting person.
F3 On February 28, 2023, the reporting person was granted 6,711 restricted stock units, vesting in full on February 28, 2024.
F4 Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
F5 This restricted stock unit grant vests in full on June 6, 2024.