| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UPST | Common Stock | Options Exercise | $143,536 | +16,164 | +1.81% | $8.88 | 909,760 | 17 May 2024 | Direct | F1 |
| transaction | UPST | Common Stock | Sale | -$387,477 | -15,131 | -1.66% | $25.61 | 894,629 | 20 May 2024 | Direct | F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UPST | Employee Stock Option (Right to buy) | Options Exercise | $0 | -16,164 | -8.08% | $0 | 183,836 | 17 May 2024 | Common Stock | 16,164 | $8.88 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| F2 | These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.26 to $26.21. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F4 | All of the shares subject to this option are fully vested and exercisable as of the date hereof. |