Carl Douglas Anderson II - 14 Aug 2024 Form 4 Insider Report for Axalta Coating Systems Ltd. (AXTA)

Role
SVP and CFO
Signature
/s/ Mark Sherman, attorney-in-fact
Issuer symbol
AXTA
Transactions as of
14 Aug 2024
Transactions value $
-$305,775
Form type
4
Date filed
16 Aug 2024, 16:27
Previous filing
01 Mar 2024
Next filing
04 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTA Common Shares Options Exercise +20.7K 20.7K 14 Aug 2024 Direct F1
transaction AXTA Common Shares Tax liability -$306K -9.06K -43.86% $33.75 11.6K 14 Aug 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXTA Restricted Stock Units Options Exercise $0 -20.7K -33.33% $0.00 41.3K 14 Aug 2024 Common Shares 20.7K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common shares on a one-for-one basis.
F2 Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3 On August 14, 2023, the reporting person was granted 61,969 restricted stock units, vesting in three equal annual installments beginning on August 14, 2024.