PETER JAMES LAU - 06 Sep 2024 Form 4 Insider Report for FARO TECHNOLOGIES INC (FARO)

Signature
/s/ Matthew Horwath, attorney-in-fact for Peter J. Lau
Issuer symbol
FARO
Transactions as of
06 Sep 2024
Net transactions value
-$90,601
Form type
4
Filing time
09 Sep 2024, 16:38:48 UTC
Previous filing
30 Jul 2024
Next filing
28 Feb 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FARO Common Stock Sale $90,601 -5,435 -3.9% $16.67 133,975 06 Sep 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2024.