Richard Loren Davis - 20 Dec 2024 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
Director
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Issuer symbol
TFIN
Transactions as of
20 Dec 2024
Net transactions value
$0
Form type
4
Filing time
23 Dec 2024, 16:05:19 UTC
Previous filing
03 Jul 2024
Next filing
05 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Gift $0 -1,088 -2% $0.000000 54,174 20 Dec 2024 Direct F1, F2
holding TFIN Common Stock 74,079 20 Dec 2024 By Rick Davis 2006 Family Trust F3
holding TFIN Common Stock 74,079 20 Dec 2024 By Sheree Davis 2006 Children's Trust F4
holding TFIN Depository Shares 20,000 20 Dec 2024 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a gift by the reporting person to a 501(c)(3) charitable organization
F2 Consists of (i) 16,634 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis
F3 These 74,079 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4 These 74,079 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5 Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.