Keith W. Smith - Dec 13, 2024 Form 4 Insider Report for Direct Digital Holdings, Inc. (DRCT)

Role: President, Director, 10%+ Owner
Signature: /s/ Mark Walker, attorney-in-fact for Keith W. Smith
Stock symbol: DRCT
Transactions as of: Dec 13, 2024
Transactions value $: $0
Form type: 4
Date filed: 1/15/2025, 04:02 PM
Previous filing: Nov 19, 2024
Next filing: Jan 28, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	DRCT	Class A Common Stock, par value $0.001 per share	Disposed to Issuer		-25.4K	-33.04%		51.5K	Dec 13, 2024	Direct	F1
transaction	DRCT	Class A Common Stock, par value $0.001 per share	Disposed to Issuer		-7.54K	-14.63%		44K	Dec 13, 2024	Direct	F1
holding	DRCT	Class A Common Stock, par value $0.001 per share						131K	Dec 13, 2024	By SKW Financial LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	DRCT	Restricted Stock Units	Disposed to Issuer	$0	-40K	-100%	$0.00	0	Dec 13, 2024	Class A Common Stock, par value $0.001 per share	40K		Direct	F1
transaction	DRCT	Restricted Stock Units	Disposed to Issuer	$0	-9.97K	-100%	$0.00	0	Dec 13, 2024	Class A Common Stock, par value $0.001 per share	9.97K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On December 13, 2024, the issuer and the reporting person entered into a rescission agreement to effect the reporting person's voluntary request to rescind all restricted stock units and underlying shares of Class A Common Stock issued to the reporting person in 2024, as reported in the issuer's Form 8-K filed on December 18, 2024.