Charles Aubrey Smith III - Jan 17, 2025 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Chief Risk Officer
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol
MS
Transactions as of
Jan 17, 2025
Transactions value $
-$2,748,387
Form type
4
Date filed
1/17/2025, 04:50 PM
Previous filing
Apr 19, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +29.3K +22.79% $0.00 158K Jan 17, 2025 Direct F1
transaction MS Common Stock Tax liability -$2.75M -20.2K -12.8% $135.81 138K Jan 17, 2025 Direct F2
holding MS Common Stock 5.35K Jan 17, 2025 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2025 as part of 2024 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2022.