Jennifer Phillips - Jan 22, 2025 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role: Chief Revenue & Growth Officer
Signature: /s/ Mark P. Lee, Attorney-in-Fact
Stock symbol: FRGE
Transactions as of: Jan 22, 2025
Transactions value $: $0
Form type: 4
Date filed: 1/24/2025, 08:51 PM
Previous filing: Jan 14, 2025
Next filing: Feb 12, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FRGE	Common Stock, $0.0001 par value per share	Award	$0	+94.1K	+13.32%	$0.00	801K	Jan 22, 2025	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the acquisition of shares upon the certification of the Compensation Committee of the Board of Directors of the Issuer that the performance conditions were met with respect to performance-based restricted stock units ("RSUs") granted to the Reporting Person on April 11, 2024 under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). 1/3rd of the RSUs vested on the certification date. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, the remaining RSUs will vest in 24 equal monthly installments starting on the one-month anniversary of January 1, 2025.

Content

Represents the acquisition of shares upon the certification of the Compensation Committee of the Board of Directors of the Issuer that the performance conditions were met with respect to performance-based restricted stock units ("RSUs") granted to the Reporting Person on April 11, 2024 under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). 1/3rd of the RSUs vested on the certification date. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, the remaining RSUs will vest in 24 equal monthly installments starting on the one-month anniversary of January 1, 2025.