Thomas M. Rohrs - Feb 14, 2025 Form 4 Insider Report for ICHOR HOLDINGS, LTD. (ICHR)

Role
Director
Signature
/s/ Chase Rosson by Power of Attorney
Stock symbol
ICHR
Transactions as of
Feb 14, 2025
Transactions value $
-$903,593
Form type
4
Date filed
2/19/2025, 05:33 PM
Previous filing
May 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICHR Ordinary Shares, par value $0.0001 Options Exercise $1.94M +78.1K +163.84% $24.89 126K Feb 14, 2025 Direct F1
transaction ICHR Ordinary Shares, par value $0.0001 Options Exercise $1.17M +46.9K +37.25% $24.89 173K Feb 14, 2025 Direct
transaction ICHR Ordinary Shares, par value $0.0001 Sale -$2.5M -78.1K -45.24% $31.98 94.6K Feb 14, 2025 Direct F1
transaction ICHR Ordinary Shares, par value $0.0001 Sale -$1.52M -46.9K -49.57% $32.35 47.7K Feb 18, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICHR Option (right to buy) Options Exercise $0 -78.1K -62.5% $0.00 46.9K Feb 14, 2025 Ordinary Shares, par value $0.0001 78.1K $24.89 Direct F1, F2
transaction ICHR Option (right to buy) Options Exercise $0 -46.9K -100% $0.00 0 Feb 14, 2025 Ordinary Shares, par value $0.0001 46.9K $24.89 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan.
F2 The option vests as follows: 25% of the option vests on February 15, 2019 and the remainder vests ratably on a quarterly basis over a three year period thereafter.