Richard Ferrari - Feb 14, 2025 Form 4 Insider Report for HeartBeam, Inc. (BEAT)

Role
Director
Signature
/s/ Richard Ferrari
Stock symbol
BEAT
Transactions as of
Feb 14, 2025
Transactions value $
$50,000
Form type
4
Date filed
2/21/2025, 08:00 PM
Previous filing
Jun 20, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BEAT Common Stock Purchase $50K +29.4K +19.64% $1.70 179K Feb 14, 2025 Direct F1
holding BEAT Common Stock 65.7K Feb 14, 2025 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BEAT Common Stock (right to buy) 27.3K Feb 14, 2025 Common Stock 27.3K $0.28 Direct F3
holding BEAT Common Stock (right to buy) 182K Feb 14, 2025 Common Stock 182K $2.50 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were purchased in the Issuers offering which closed on February 14, 2025
F2 These shares are held by the Ferrari Living Trust, of which the Reporting Person is the trustee.
F3 Five forty-eighth of the shares vested on date of grant, May 12, 2020, one forty-eighth of the shares subject to the option vested June 12, 2020 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F4 One forty-eighth of the shares subject to the option vest on June 15, 2021, and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.