Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SVCO | Common Stock | Sale | -$76K | -15K | -0.38% | $5.07 | 3.91M | Mar 14, 2025 | Direct | F1, F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | The shares reported in Column 4 were sold pursuant to the Reporting Person's 10b5-1 Plan dated December 12, 2024 (the "Plan"). Pursuant to the Plan, an aggregate of up to 160,000 additional shares may be sold if the price of the Issuer's stock reported on the Nasdaq Stock Market reaches certain prices ranging from $9.98 to $19.98. |
F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.96 to $5.17, inclusive. The reporting person undertakes to provide to Silvaco Group, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Exhibit 24 - Power of Attorney