Kelly Rodriques - Mar 4, 2025 Form 4 Insider Report for Forge Global Holdings, Inc. (FRGE)

Role
Chief Executive Officer, Director
Signature
/s/ Mark P. Lee, Attorney-in-Fact
Stock symbol
FRGE
Transactions as of
Mar 4, 2025
Transactions value $
$0
Form type
4
Date filed
3/18/2025, 08:12 PM
Previous filing
Feb 12, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FRGE Common Stock, $0.0001 par value per share Award $0 +112K +1.31% $0.00 8.61M Mar 4, 2025 Direct F1
transaction FRGE Common Stock, $0.0001 par value per share Tax liability $0 -98K -1.14% $0.00 8.52M Mar 14, 2025 Direct F2
holding FRGE Common Stock, $0.0001 par value per share 69.8K Mar 4, 2025 By Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA
holding FRGE Common Stock, $0.0001 par value per share 1.6M Mar 4, 2025 By Operative Capital SPV I, LLC F3
holding FRGE Common Stock, $0.0001 par value per share 689K Mar 4, 2025 By Operative Capital LP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan that were fully vested as of the grant date. Each unit represents a right to receive one share of the Issuer's common stock.
F2 Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units.
F3 The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any.