Kathy Hopinkah Hannan - May 14, 2025 Form 4 Insider Report for ANNALY CAPITAL MANAGEMENT INC (NLY)

Role
Director
Signature
/s/ Anthony C. Green, as Attorney-in-Fact for Kathy Hopinkah Hannan
Stock symbol
NLY
Transactions as of
May 14, 2025
Transactions value $
$0
Form type
4
Date filed
5/15/2025, 04:16 PM
Previous filing
Jun 14, 2024
Next filing
May 16, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Hannan Kathy Hopinkah Director C/O ANNALY CAPITAL MANAGEMENT, INC., 1211 AVENUE OF THE AMERICAS, NEW YORK /s/ Anthony C. Green, as Attorney-in-Fact for Kathy Hopinkah Hannan 2025-05-15 0001767813

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NLY Common Stock 9.54K May 14, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NLY Deferred Stock Units Award $0 +8.96K +33.5% $0.00 35.7K May 14, 2025 Common Stock 8.96K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above.
F2 Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.