Robert A. Breakstone - 16 May 2025 Form 4 Insider Report for CION Investment Corp (CION)

Role
Director
Signature
/s/ Eric A. Pinero, Attorney-in-Fact
Issuer symbol
CION
Transactions as of
16 May 2025
Net transactions value
+$4,860
Form type
4
Filing time
19 May 2025, 11:16:10 UTC
Previous filing
25 Mar 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Breakstone Robert A Director C/O CION INVESTMENT CORP., 100 PARK AVENUE, 25TH FL, NEW YORK /s/ Eric A. Pinero, Attorney-in-Fact 19 May 2025 0001553171

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common stock, $0.001 par value Purchase $4,860 +500 +3.3% $9.72 15,782 16 May 2025 By IRA F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1. Includes 3,886.60 shares acquired under the Issuer's distribution reinvestment plan.
F2 An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA.