| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| FINLAY PETER I. | Director | C/O CION INVESTMENT CORP, 100 PARK AVENUE, 25TH FLOOR, NEW YORK | /s/ Eric A. Pinero, Attorney-in-Fact | 2025-05-28 | 0001681930 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CION | Common stock, $0.001 par value | Purchase | $1.93K | +200 | +7.84% | $9.66 | 2.75K | May 27, 2025 | See Footnote | F1 |
| Id | Content |
|---|---|
| F1 | A self-employed pension plan is the record holder of these Shares. Mr. Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan. |