Jon Isaac - 08 Apr 2025 Form 4 Insider Report for LIVE VENTURES Inc (LIVE)

Role
CEO & President, Director, 10%+ Owner
Signature
/s/ Jon Isaac
Issuer symbol
LIVE
Transactions as of
08 Apr 2025
Transactions value $
$320,899
Form type
4
Filing time
25 Jun 2025, 21:08:29 UTC
Previous filing
27 Mar 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Isaac Jon CEO & President, Director, 10%+ Owner 325 E. WARM SPRINGS RD., SUITE 102, LAS VEGAS /s/ Jon Isaac 25 Jun 2025 0001512469

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIVE Common Stock Purchase $120K +15.2K +0.97% $7.92 1.59M 23 Jun 2025 Isaac Capital Group, LLC F1
transaction LIVE Common Stock Purchase $201K +21.7K +1.37% $9.24 1.61M 24 Jun 2025 Isaac Capital Group, LLC F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIVE Convertible Note Award $0 +1.53M $0.00 1.53M 08 Apr 2025 Common Stock 1.53M $7.85 Isaac Capital Group, LLC F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the weighted average price of shares purchased.
F2 Includes (i) 217,177 shares of common stock owned by Jon Isaac; and (ii) 1,394,221 shares of common stock owned by Isaac Capital Group, LLC ("ICG"), of which Jon Isaac is the sole member and manager.
F3 The Fourth Amendment to Unsecured Line of Credit Promissory Note (the "Note") effective April 8, 2025, and maturing on April 8, 2030, between ICG and Live Ventures Incorporated ("Live") provides for the conversion, at ICG's sole option, of any, or all, of the outstanding obligations under the Note, into shares of common stock of Live based upon a Conversion Price of $7.85. The maximum credit amount under the Note is $12,000,000.
F4 Effective date of Note, providing for conversion of any, or all, of the outstanding obligations under the Note, into shares of common stock of Live.
F5 The maximum credit amount available under the Note is $12,000,000, which, when divided by the Conversion Price of $7.85, determines the maximum potential number of shares of common stock into which the Note is convertible (1,528,662). The actual number of issuable shares will vary throughout the term of the Note due to changes in the amounts Live borrows under the Note and repays under the Note. As of the date of this filing, the outstanding principal under the Note is $9,445,000, less than the maximum credit amount.