Carlos M. Sepulveda - Jul 1, 2025 Form 4 Insider Report for Triumph Financial, Inc. (TFIN)

Role
Director
Signature
/s/ Adam D. Nelson, Attorney-in-fact
Stock symbol
TFIN
Transactions as of
Jul 1, 2025
Transactions value $
$0
Form type
4
Date filed
7/2/2025, 04:03 PM
Previous filing
Jun 16, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Sepulveda Carlos M Director 12700 PARK CENTRAL DRIVE, SUITE 1700, DALLAS /s/ Adam D. Nelson, Attorney-in-fact 2025-07-02 0001405703

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TFIN Common Stock Award $0 +857 +0.24% $0.00 351K Jul 1, 2025 Direct F1, F2
holding TFIN Common Stock 265 Jul 1, 2025 By Spouse F3
holding TFIN Depository Shares 12.8K Jul 1, 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
F2 Consists of 209,086 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.
F3 Represents 265 shares indirectly owned through reporting person's spouse.
F4 Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.