Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Salas Carlos P | EVP & Chief Financial Officer, Director | C/O PATRIOT NATIONAL BANCORP, INC., 900 BEDFORD STREET, STAMFORD | /s/ Carlos P Salas | 2025-08-05 | 0001301045 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | PNBK | Common Stock | 1.33M | Jul 30, 2025 | By HECA Management LLC | F1 | |||||
holding | PNBK | Common Stock | 1M | Jul 30, 2025 | Direct | F2 |
Id | Content |
---|---|
F1 | HECA Management LLC ("HECA Management") purchased the securities described herein as part of the $57.75 million private placement of Patriot National Bancorp Inc. that was completed on March 20, 2025. The Reporting Person is the managing member of HECA Management and is deemed to hold sole voting and dispositive power over the securities held by HECA Management. |
F2 | On April 30, 2025, the Reporting Person was granted Restricted Stock Units equal to 1,000,000 shares of Common Stock, which will vest over three years (333,333 shares, 333,333 shares, and 333,334 shares respectively as of April 30, 2026, 2027 and 2028). |