Edward Deitzel - Aug 13, 2025 Form 3 Insider Report for MIAMI INTERNATIONAL HOLDINGS, INC. (MIAX)

Signature
/s/Alessandra Maria Corona Henriques, Attorney-in-Fact
Stock symbol
MIAX
Transactions as of
Aug 13, 2025
Transactions value $
$0
Form type
3
Date filed
8/13/2025, 05:07 PM
Next filing
Aug 19, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Deitzel Edward EVP, CRO, CCO MIAX Exchanges C/O MIAMI INTERNATIONAL HOLDINGS, INC., 7 ROSZEL ROAD, SUITE 1A, PRINCETON /s/Alessandra Maria Corona Henriques, Attorney-in-Fact 2025-08-13 0002080671

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MIAX Common Stock 32.1K Aug 13, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding MIAX Series B Preferred Stock Aug 13, 2025 Common Stock 500 Direct F1
holding MIAX Nonvoting Common Stock Aug 13, 2025 Common Stock 54.5K Direct F2
holding MIAX Incentive Stock Option (Right to Buy) Aug 13, 2025 Nonvoting Common Stock 16.7K $12.00 Direct F3
holding MIAX Incentive Stock Option (Right to Buy) Aug 13, 2025 Nonvoting Common Stock 16.7K $12.00 Direct F3
holding MIAX Incentive Stock Option (Right to Buy) Aug 13, 2025 Nonvoting Common Stock 8.33K $12.00 Direct F3
holding MIAX Incentive Stock Option (Right to Buy) Aug 13, 2025 Nonvoting Common Stock 6.57K $15.22 Direct F3
holding MIAX Incentive Stock Option (Right to Buy) Aug 13, 2025 Nonvoting Common Stock 6.2K $16.14 Direct F3
holding MIAX Incentive Stock Option (Right to Buy) Aug 13, 2025 Common Stock 10.1K $19.84 Direct F4
holding MIAX Incentive Stock Option (Right to Buy) Aug 13, 2025 Common Stock 4.98K $20.08 Direct F5
holding MIAX Incentive Stock Option (Right to Buy) Aug 13, 2025 Common Stock 4.46K $22.40 Direct F6
holding MIAX Nonqualified Stock Option (Right to Buy) Aug 13, 2025 Series B Preferred Stock 62.5K $12.00 Direct F7
holding MIAX Nonqualified Stock Option (Right to Buy) Aug 13, 2025 Nonvoting Common Stock 8.33K $12.00 Direct F7
holding MIAX Nonqualified Stock Option (Right to Buy) Aug 13, 2025 Nonvoting Common Stock 33.3K $12.00 Direct F7
holding MIAX Nonqualified Stock Option (Right to Buy) Aug 13, 2025 Nonvoting Common Stock 91.7K $12.00 Direct F7
holding MIAX Nonqualified Stock Option (Right to Buy) Aug 13, 2025 Nonvoting Common Stock 55.9K $15.22 Direct F7
holding MIAX Nonqualified Stock Option (Right to Buy) Aug 13, 2025 Nonvoting Common Stock 56.3K $16.14 Direct F7
holding MIAX Nonqualified Stock Option (Right to Buy) Aug 13, 2025 Common Stock 14.9K $19.84 Direct F8
holding MIAX Nonqualified Stock Option (Right to Buy) Aug 13, 2025 Common Stock 20K $20.08 Direct F9
holding MIAX Nonqualified Stock Option (Right to Buy) Aug 13, 2025 Common Stock 20.5K $22.40 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Series B Preferred Stock are convertible on a one-for-one basis into shares of common stock commencing on the Company's initial public offering of its common stock ("IPO") effective date, which is August 13, 2025. The Series B Preferred Stock has no expiration date.
F2 The shares of nonvoting common stock are convertible on a one-for-one basis into shares of common stock commencing at any time. The nonvoting common stock has no expiration date. Includes 5,000 shares held jointly with spouse with right of survivorship.
F3 The incentive stock options are fully vested. The options were granted initially as the right to buy nonvoting common stock. On the closing date of the IPO, these will convert to the right to buy common stock instead of nonvoting common stock.
F4 5,040 of the shares subject to this incentive stock option are fully vested and the remaining 5,040 will vest on March 29, 2026, subject to the reporting person's continued service to the Issuer or its subsidiaries through the applicable vesting date.
F5 All of the shares subject to this incentive stock option will vest on June 10, 2027, subject to the reporting person's continued service to the Issuer or its subsidiaries through the applicable vesting date.
F6 All of the shares subject to this incentive stock option will vest on June 16, 2028, subject to the reporting person's continued service to the Issuer or its subsidiaries through the applicable vesting date.
F7 The nonqualified stock options are fully vested. The options were granted initially as the right to buy nonvoting common stock or Series B preferred stock, as applicable. On the closing date of the IPO, these will convert to the right to buy common stock instead of nonvoting common stock or Series B preferred stock, as applicable.
F8 11,627 of the shares subject to this nonqualified stock option are fully vested and the remaining 3,293 will vest on March 29, 2026, subject to the reporting person's continued service to the Issuer or its subsidiaries through the applicable vesting date.
F9 8,334 of the shares subject to this nonqualified stock option are fully vested and the 8,333 will vest on June 10, 2026 and the remaining 3,353 will vest on June 10, 2027, subject to the reporting person's continued service to the Issuer or its subsidiaries through the applicable vesting date.
F10 8,334 of the shares subject to this nonqualified stock option will vest on June 16, 2026, 8,333 will vest on June 16, 2027 and the remaining 3,869 will vest on June 16, 2028, subject to the reporting person's continued service to the Issuer or its subsidiaries through the applicable vesting date.

Remarks:

See Exhibit 24.1 - Power of Attorney