| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| FORLENZA VINCENT A | Director | 7 WORLD TRADE CENTER,, 250 GREENWICH STREET, NEW YORK | Elizabeth McCarroll, by power of attorney for Vincent Forlenza | 2025-09-08 | 0001221787 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | MCO | Common Stock | Award | $5.56K | +11.2 | +0.14% | $498.37 | 8.03K | Sep 5, 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | MCO | Phantom Stock Units (Deferred Compensation) | Award | $614 | +1.23 | +0.25% | $499.03 | 486 | Sep 5, 2025 | Common Stock | 1.23 | Direct | F2, F3, F4 | |
| transaction | MCO | Dividend Equivalent | Award | $0 | +1.14 | +46.89% | $0.00 | 3.58 | Sep 5, 2025 | Common Stock | 1.14 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | RSU deferred dividend reinvestment accrual. |
| F2 | Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. |
| F3 | The security converts to common stock on a one-for-one basis. |
| F4 | The units are to be settled in cash after the Reporting Person's retirement. |
| F5 | Dividend Equivalents accrued on exempt grants of unvested RSUs, which will vest and settle with the underlying awards. |