June Ou - Sep 10, 2025 Form 4 Insider Report for Figure Technology Solutions, Inc. (FIGR)

Role
Director, 10%+ Owner
Signature
/s/ Ron Chillemi, Attorney-in-Fact
Stock symbol
FIGR
Transactions as of
Sep 10, 2025
Transactions value $
-$37,500,000
Form type
4
Date filed
9/12/2025, 07:20 PM
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ou June Director, 10%+ Owner C/O FIGURE TECHNOLOGY SOLUTIONS, INC., 100 WEST LIBERTY STREET, SUITE 600, RENO /s/ Ron Chillemi, Attorney-in-Fact 2025-09-12 0002079717

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FIGR Class A Common Stock Conversion of derivative security +1.5M 1.5M Sep 12, 2025 By Family Trust F1
transaction FIGR Class A Common Stock Sale -$37.5M -1.5M -100% $25.00 0 Sep 12, 2025 By Family Trust
holding FIGR Class A Common Stock 6.88M Sep 10, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FIGR Stock Option Award $0 +3.2M $0.00 3.2M Sep 10, 2025 Class B Common Stock 3.2M $25.00 By Spouse F2
transaction FIGR Series Seed Preferred Stock Conversion of derivative security -4.75M -100% 0 Sep 12, 2025 Class B Common Stock 4.75M By Family Trust F1
transaction FIGR Class B Common Stock Conversion of derivative security +4.75M +446.67% 5.81M Sep 12, 2025 Class A Common Stock 4.75M By Family Trust F3
transaction FIGR Class B Common Stock Conversion of derivative security -1.5M -25.8% 4.31M Sep 12, 2025 Class A Common Stock 1.5M By Family Trust F3
transaction FIGR Class B Common Stock Award $0 +3.2M +12.82% $0.00 28.2M Sep 12, 2025 Class A Common Stock 3.2M By Spouse F3, F4
transaction FIGR Class B Common Stock Award $0 +2.13M +7.57% $0.00 30.3M Sep 12, 2025 Class A Common Stock 2.13M By Spouse F3, F5
holding FIGR Class B Common Stock 2.24M Sep 10, 2025 Class A Common Stock 2.24M By Rockfish LLC F3
holding FIGR Class B Common Stock 3.19M Sep 10, 2025 Class A Common Stock 3.19M By Children's Trust 1 F3
holding FIGR Class B Common Stock 3.19M Sep 10, 2025 Class A Common Stock 3.19M By Children's Trust 2 F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer held by the Family Trust automatically converted into one share of Class A Common Stock, which was immediately exchanged for one share of Class B Common Stock.
F2 The option vests with respect to one quarter of the underlying shares on September 10, 2026, and vests with respect to the remaining shares in 36 monthly installments thereafter.
F3 Each outstanding share of Class B Common Stock will be convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers.
F4 Represents an award of restricted stock units ("RSUs"), which vests with respect to one quarter of the underlying shares on September 10, 2026, and vest with respect to the remaining shares in 36 monthly installments thereafter. Each RSU represents a contingent right to receive one share of Class B Common Stock.
F5 Represents an award of RSUs, which vests in four annual installments beginning on September 10, 2026, subject to the achievement of certain stock price thresholds ranging from $32.50 to $63.00, measured based on the average price per share of the Class A Common Stock over certain trading periods. Each RSU represents a contingent right to receive one share of Class B Common Stock.