| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| LeBlanc Claude | Chief Executive Officer, Director | AMBAC FINANCIAL GROUP, INC., ONE WORLD TRADE CENTER, 41ST FLOOR, NEW YORK | William White, attorney-in-fact | 03 Oct 2025 | 0001380820 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMBC | Restricted Stock Units | Award | $0 | +118K | +165.2% | $0.00 | 190K | 09 Jul 2025 | Common Stock | 118K | Direct | F1, F2, F3 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company"). |
| F2 | This amendment reports the corrected number of RSUs granted to the reporting person on July 9, 2025. At that time, 45,650 of the RSUs previously reported on that date were void ab initio and cancelled. |
| F3 | The RSUs will vest in three equal annual installments commencing July 9, 2026, July 9, 2027, and July 9, 2028. |