Claude LeBlanc - 09 Jul 2025 Form 4/A - Amendment Insider Report for AMBAC FINANCIAL GROUP INC (AMBC)

Signature
William White, attorney-in-fact
Issuer symbol
AMBC
Transactions as of
09 Jul 2025
Transactions value $
$0
Form type
4/A - Amendment
Filing time
03 Oct 2025, 16:18:11 UTC
Date Of Original Report
09 Jul 2025
Previous filing
14 May 2025
Next filing
11 Aug 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
LeBlanc Claude Chief Executive Officer, Director AMBAC FINANCIAL GROUP, INC., ONE WORLD TRADE CENTER, 41ST FLOOR, NEW YORK William White, attorney-in-fact 03 Oct 2025 0001380820

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMBC Restricted Stock Units Award $0 +118K +165.2% $0.00 190K 09 Jul 2025 Common Stock 118K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").
F2 This amendment reports the corrected number of RSUs granted to the reporting person on July 9, 2025. At that time, 45,650 of the RSUs previously reported on that date were void ab initio and cancelled.
F3 The RSUs will vest in three equal annual installments commencing July 9, 2026, July 9, 2027, and July 9, 2028.