| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Olivo Alicia C | EVP, GC & Business Development | 9490 NEOGENOMICS WAY, FORT MYERS | /s/ Alicia C. Olivo | 2025-10-20 | 0001951869 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NEO | Common Stock | Sale | -$49.2K | -4.92K | -10.26% | $10.00 | 43K | Oct 16, 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | NEO | Stock Option (Right to Buy) | 1.05K | Oct 16, 2025 | Common Stock | 1.05K | $19.12 | Direct | F2 | |||||
| holding | NEO | Stock Option (Right to Buy) | 1.02K | Oct 16, 2025 | Common Stock | 1.02K | $27.34 | Direct | F3 | |||||
| holding | NEO | Stock Option (Right to Buy) | 516 | Oct 16, 2025 | Common Stock | 516 | $48.99 | Direct | F4 | |||||
| holding | NEO | Stock Option (Right to Buy) | 1.12K | Oct 16, 2025 | Common Stock | 1.12K | $46.10 | Direct | F5 | |||||
| holding | NEO | Stock Option (Right to Buy) | 22.2K | Oct 16, 2025 | Common Stock | 22.2K | $9.45 | Direct | F6 | |||||
| holding | NEO | Stock Option (Right to Buy) | 55.3K | Oct 16, 2025 | Common Stock | 55.3K | $10.05 | Direct | F7 | |||||
| holding | NEO | Stock Option (Right to Buy) | 36.5K | Oct 16, 2025 | Common Stock | 36.5K | $19.65 | Direct | F8 | |||||
| holding | NEO | Restricted Stock Unit | 6.5K | Oct 16, 2025 | Common Stock | 6.5K | $0.00 | Direct | F9, F10 | |||||
| holding | NEO | Performance Stock Unit | 19.5K | Oct 16, 2025 | Common Stock | 19.5K | $0.00 | Direct | F10, F11 | |||||
| holding | NEO | Stock Option (Right to Buy) | 42.3K | Oct 16, 2025 | Common Stock | 42.3K | $16.45 | Direct | F12 | |||||
| holding | NEO | Restricted Stock Unit | 59.4K | Oct 16, 2025 | Common Stock | 59.4K | $0.00 | Direct | F10 | |||||
| holding | NEO | Performance Stock Unit | 25.3K | Oct 16, 2025 | Common Stock | 25.3K | $0.00 | Direct | F10, F13 | |||||
| holding | NEO | Restricted Stock Unit | 16.9K | Oct 16, 2025 | Common Stock | 16.9K | $0.00 | Direct | F10, F14 | |||||
| holding | NEO | Stock Option (Right to Buy) | 107K | Oct 16, 2025 | Common Stock | 107K | $13.05 | Direct | F15, F16 | |||||
| holding | NEO | Restricted Stock Unit | 63.2K | Oct 16, 2025 | Common Stock | 63.2K | $0.00 | Direct | F10, F17 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| F2 | On September 30, 2019, Ms. Olivo was granted 1,394 stock options. The options vest ratably over the first four anniversary dates of the grant date. |
| F3 | On May 1, 2020, Ms. Olivo was granted 1,024 stock options. The options vest ratably over the first four anniversary dates of the grant date. |
| F4 | On May 1, 2021, Ms. Olivo was granted 516 stock options. The options vest ratably over the first four anniversary dates of the grant date. |
| F5 | On August 1, 2021, Ms. Olivo was granted 1,117 stock options. The options vest ratably over the first four anniversary dates of the grant date. |
| F6 | On May 1, 2022, Ms. Olivo was granted 22,222 stock options. The options vest ratably over the first four anniversary dates of the grant date. |
| F7 | On September 1, 2022, Ms. Olivo was granted 55,332 stock options. The options vest ratably over the first four anniversary dates of the grant date. |
| F8 | On May 11, 2023, Ms. Olivo was granted 36,508 stock options. The options vest ratably over the first three anniversary dates of the grant date. |
| F9 | On May 11, 2023, Ms. Olivo was granted 19,508 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date. |
| F10 | Once vested, the shares of common stock are not subject to expiration. |
| F11 | On May 11, 2023, Ms. Olivo was granted 19,508 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is29,262. The number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period at theapplicable measurement dates, subject to continued service with the Company. |
| F12 | On February 23, 2024, Ms. Olivo was granted 42,344 stock options. The options vest ratably over the first three anniversary dates of the grant date. |
| F13 | On February 23, 2024, Ms. Olivo was granted 25,330 performance stock units representing the number of shares that may vest at target performance. The maximum number of shares that may vest pursuant to the performance criteria is37,996. 50% of the number of performance stock units that may vest is based on the achievement of certain share growth goals based on the weighted average price of the Company's common stock over the 20-day trailing trading period atthe applicable measurement dates, subject to continued service with the Company. 50% of the number of performance stock units that may vest is based on the achievement of certain revenue growth goals based on the achievement of thecumulative fiscal year revenue goal at the applicable measurement amounts, subject to continued service with the Company. |
| F14 | On February 23, 2024, Ms. Olivo was granted 25,329 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date. |
| F15 | This stock option was granted as a premium-price stock option. To calculate the premium exercise price we used the closing price on February 20, 2025 and multiplied by 110%. |
| F16 | On February 21, 2025, Ms. Olivo was granted 107,450 stock options. The options vest ratably over the first three anniversary dates of the grant date. |
| F17 | On February 21, 2025, Ms. Olivo was granted 63,238 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date. |