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Signature
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Elizabeth McCarroll, by power of attorney for Robert Fauber
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Issuer symbol
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MCO
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Transactions as of
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28 Oct 2025
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Transactions value $
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-$207,786
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Form type
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4
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Filing time
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29 Oct 2025, 16:13:39 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Fauber Robert |
President and CEO, Director |
7 WORLD TRADE CENTER, 250 GREENWICH STREET, NEW YORK |
Elizabeth McCarroll, by power of attorney for Robert Fauber |
29 Oct 2025 |
0001481153 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
MCO |
Common Stock |
Options Exercise |
$61.9K |
+546 |
+0.89% |
$113.34 |
61.6K |
28 Oct 2025 |
Direct |
F1 |
| transaction |
MCO |
Common Stock |
Sale |
-$270K |
-546 |
-0.89% |
$493.90 |
61.1K |
28 Oct 2025 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
MCO |
Employee Stock Option (right to buy) |
Options Exercise |
$0 |
-546 |
-8.38% |
$0.00 |
5.97K |
28 Oct 2025 |
Common Stock |
546 |
$113.34 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: