Equitable Holdings, Inc. - Oct 30, 2025 Form 4 Insider Report for ALLIANCEBERNSTEIN L.P.

Role
Affiliate of holder of general partnership units., 10%+ Owner
Signature
Ralph Petruzzo, Deputy General Counsel, Equitable Holdings, Inc.
Transactions as of
Oct 30, 2025
Transactions value $
$2,910,728
Form type
4
Date filed
10/31/2025, 04:06 PM
Previous filing
Jul 14, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Equitable Holdings, Inc. Affiliate of holder of general partnership units., 10%+ Owner 1345 AVENUE OF THE AMERICAS, NEW YORK Ralph Petruzzo, Deputy General Counsel, Equitable Holdings, Inc. 2025-10-30 0001333986

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction Units Purchase $388K +10K +0.01% $38.81 81.5M Oct 30, 2025 Direct F1, F2, F3
transaction Units Purchase $582K +15K +0.02% $38.81 81.5M Oct 30, 2025 Direct F1, F3, F4
transaction Units Purchase $1.94M +50K +0.06% $38.81 81.5M Oct 30, 2025 Direct F1, F3, F5
holding Units 75.9M Oct 30, 2025 Held by affiliate F1, F6
holding Units 41.9M Oct 30, 2025 Held by additional affiliate F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("AB Units") in AllianceBernstein L.P. ("AB").
F2 On October 30, 2025, Equitable Holdings Inc. ("EQH") purchased 10,000 AB Units in a privately-negotiated transaction.
F3 Prior to the transactions contemplated in this Form 4, as of October 29, 2025, the Reporting Person beneficially owned directly 81,445,154 AB Units. For more information on the Reporting Person and its direct holdings of AB Units, see its prior Form 4 filings with respect to AB Units.
F4 On October 30, 2025, EQH purchased 15,000 AB Units in a privately-negotiated transaction.
F5 On October 30, 2025, EQH purchased 50,000 AB Units in a privately-negotiated transaction.
F6 Prior to the transactions contemplated in this Form 4, as of October 29, 2025, the Reporting Person's affiliates beneficially owned AB Units as follows: Alpha Units Holdings, LLC beneficially owned directly 75,851,289 AB Units, and Alpha Units Holding II, LLC beneficially owned directly 41,934,582 AB Units. For more information on the Reporting Person's affiliates' holdings of AB Units, see their separate Form 4 filings with respect to AB Units.

Remarks:

Affiliate of holder of general partnership units.