Fred J. Smith III - 24 Nov 2025 Form 4 Insider Report for Construction Partners, Inc. (ROAD)

Signature
/s/ Fred J. Smith, III
Issuer symbol
ROAD
Transactions as of
24 Nov 2025
Transactions value $
$0
Form type
4
Filing time
26 Nov 2025, 07:27:46 UTC
Previous filing
20 Nov 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Smith Fred Julius III President and CEO, Director 290 HEALTHWEST DRIVE, SUITE 2, DOTHAN /s/ Fred J. Smith, III 26 Nov 2025 0001739258

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROAD Class A Common Stock Other $0 -33.7K -71.29% $0.00 13.6K 24 Nov 2025 Direct F1, F2
transaction ROAD Class A Common Stock Conversion of derivative security $0 +30K +221.35% $0.00 43.6K 25 Nov 2025 Direct F2, F3
transaction ROAD Class A Common Stock Gift $0 -30K -68.88% $0.00 13.6K 25 Nov 2025 Direct F2, F4
holding ROAD Class A Common Stock 9.33K 24 Nov 2025 By Tar Frog Investment Management LLC F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROAD Class B Common Stock Other $0 +33.7K +7.76% $0.00 467K 24 Nov 2025 Class A Common Stock 33.7K Direct F1, F6
transaction ROAD Class B Common Stock Conversion of derivative security $0 -30K -6.42% $0.00 437K 25 Nov 2025 Class A Common Stock 30K Direct F3, F6
holding ROAD Class B Common Stock 141K 24 Nov 2025 Class A Common Stock 141K By Tar Frog Investment Management LLC F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction represents a privately negotiated exchange of shares of Class A common stock, $0.001 par value ("Class A common stock"), of Construction Partners, Inc. (the "Issuer"), for an equal number of shares of Class B common stock, $0.001 par value ("Class B common stock"), of the Issuer with a holder of Class B common stock. There was no sale price associated with the share exchange, and no profit was realized by the reporting person. The reporting person has agreed to voluntarily disgorge to the Issuer any profits realized from matchable transactions occurring within six months of the transactions reported herein.
F2 Includes 13,553 restricted shares of Class A common stock with time-based vesting criteria previously granted to the reporting person under the Construction Partners, Inc. 2018 Equity Incentive Plan that vest as follows: (i) 6,227 shares on September 30, 2026, (ii) 4,105 shares on September 30, 2027, (iii) 2,267 shares on September 30, 2028, and (iv) 954 shares on September 30, 2029. Under the terms of the respective award agreements, the reporting person has sole voting power with respect to the reported shares.
F3 The reported transaction represents the voluntary conversion by the reporting person of the reported number of shares of Class B common stock on a one-for-one basis into shares of Class A common stock as permitted by the Issuer's amended and restated certificate of incorporation.
F4 The reported transaction represents a donation by the reporting person of shares of Class A common stock to a charitable donor-advised fund.
F5 The reported shares are held by a limited liability company for which the reporting person serves as co-manager, and, in such capacity, shares the power to vote and direct the disposition of the shares.
F6 Each share of Class B common stock is convertible into one share of Class A common stock (i) at any time at the option of the holder or (ii) upon any transfer, except for certain transfers described in the Issuer's amended and restated certificate of incorporation. In addition, upon the election of the holders of a majority of the then-outstanding shares of Class B common stock, all outstanding shares of Class B common stock will be converted into shares of Class A common stock. The holders of Class A common stock and Class B common stock vote as a single class on all matters submitted to a vote of stockholders. The holders of Class A common stock are entitled to one vote per share, and the holders of the Class B common stock are entitled to 10 votes per share. The shares of Class B common stock do not expire.