Peter Downs - 14 Jan 2026 Form 4 Insider Report for NewtekOne, Inc. (NEWT)

Role: President, Newtek Bank, Director
Signature: Peter Downs
Issuer symbol: NEWT
Transactions as of: 14 Jan 2026
Net transactions value: +$37,501
Form type: 4
Filing time: 16 Jan 2026, 09:14:50 UTC
Previous filing: 15 Jan 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Downs Peter Mathison	President, Newtek Bank, Director	4800 T REX AVENUE, SUITE 120, BOCA RATON	Peter Downs	16 Jan 2026	0001624862

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NEWT	Common Stock	Award	$37,501	+2,696	+3.2%	$13.91	86,756	14 Jan 2026	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On January 14, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,696 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twenty-four (24) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Content

On January 14, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,696 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twenty-four (24) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.