Kenneth Ahn - 20 Jan 2026 Form 4 Insider Report for Hagerty, Inc. (HGTY)

Role
President, Hagerty Marketplace
Signature
/s/ Tracey Derenzy, Power of Attorney
Issuer symbol
HGTY
Transactions as of
20 Jan 2026
Net transactions value
-$627,500
Form type
4
Filing time
22 Jan 2026, 16:21:26 UTC
Previous filing
13 Jan 2026
Next filing
27 Jan 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Ahn Kenneth President, Hagerty Marketplace 121 DRIVERS EDGE, TRAVERSE CITY /s/ Tracey Derenzy, Power of Attorney 22 Jan 2026 0001852587

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HGTY Class A Common Stock Conversion of derivative security $0 +50,000 $0.000000 50,000 20 Jan 2026 By Quadrifoglio Holdings LLC F1, F2
transaction HGTY Class A Common Stock Sale $627,500 -50,000 -100% $12.55 0 20 Jan 2026 By Quadrifoglio Holdings LLC F2, F3, F4
holding HGTY Class A Common Stock 113,593 20 Jan 2026 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HGTY The Hagerty Group, LLC Units Conversion of derivative security $0 -50,000 -5.7% $0.000000 825,213 20 Jan 2026 Class A Common Stock 50,000 By Quadrifoglio Holdings LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Quadrifoglio Holdings LLC received 2,044,272 Common Units of The Hagerty Group, LLC (the "Restricted Units") pursuant to the terms of that certain Contribution and Exchange Agreement, dated as of August 9, 2022, among the Issuer and the parties thereto. The Restricted Units are subject to exchange restrictions that release in five equal installments on April 1st of each year (which began on April 1, 2023) (all Restricted Units that have been released from the exchange restrictions are referred to herein as the "Released Units"). The reported transaction reflects the conversion of 50,000 Released Units owned by Quadrifoglio Holdings LLC into shares of the Issuer's Class A Common Stock pursuant to that certain Exchange Agreement, dated as of August 9, 2022, by and among the Issuer and the parties thereto (the "Conversion"). After the Conversion, Quadrifoglio Holdings LLC owns 825,213 Released Units.
F2 The Reporting Person is the sole member of Quadrifoglio Holdings LLC and has voting and investment discretion with respect to the securities held of record by Quadrifoglio Holdings LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3 The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2025.
F4 This transaction was executed in multiple trades at prices ranging from $12.38 to $12.67. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.