PENNY HERSCHER - 05 Nov 2021 Form 4 Insider Report for Lumentum Holdings Inc. (LITE)

Role
Director
Signature
/s/ Judy G Hamel as Attorney-in-Fact
Issuer symbol
LITE
Transactions as of
05 Nov 2021
Transactions value $
-$540,000
Form type
4
Filing time
09 Nov 2021, 17:12:58 UTC
Previous filing
05 Oct 2021
Next filing
22 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LITE Common Stock Sale -$540K -6K -14.58% $90.00 35.2K 05 Nov 2021 Living Trust F1, F2, F3
holding LITE Common Stock 2.67K 05 Nov 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2 Following an internal review, the number of shares beneficially owned has been adjusted to correct the total number of shares owned directly as compared to indirectly.
F3 These securities are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001.