Sharon O'Kane - Jun 29, 2021 Form 4 Insider Report for LivaNova PLC (LIVN)

Role
Director
Signature
/s/ Sarah K. Mohr, POA
Stock symbol
LIVN
Transactions as of
Jun 29, 2021
Transactions value $
-$93,888
Form type
4
Date filed
7/1/2021, 07:01 PM
Previous filing
Jun 16, 2021
Next filing
Jun 17, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIVN Ordinary Shares Options Exercise $0 +2.34K +46.53% $0.00 7.36K Jun 29, 2021 Direct F1
transaction LIVN Ordinary Shares Tax liability -$93.9K -1.1K -14.93% $85.43 6.26K Jun 29, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIVN Restricted Stock Units Options Exercise $0 -2.34K -100% $0.00* 0 Jun 29, 2021 Ordinary Shares 2.34K Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
F2 The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
F3 Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
F4 On June 29, 2020, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse on June 29, 2021, subject to continued service during the vesting period and the RSU Agreement.
F5 This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.